Wells Fargo Securities Inc. v.Sutro & Co., Inc., et. al.

(2001) NASD Case No. 01-00549. Wells Fargo’s claims against Sutro and Reg. Rep. Laughton were heard by an NASD panel over three days in January 2002. Panel unanimously denied all claims for injunctive relief and compensatory damages, forum fees and costs assessed against claimant Wells Fargo.